Affinity Investment Advisors, LLC
● SEC registered since 1992CRD 108278SEC# 801-42015Newport Beach, CA
Reg. AUM
$1.16B
Employees
6
Accounts
69
Location
Newport Beach, CA
Affinity Investment Advisors, LLC assets under management
Affinity Investment Advisors, LLC operates as an SEC-registered investment adviser based in Newport Beach, CA. The firm has been registered since 1992. It reports $1.2 billion in regulatory assets under management and employs 6 people.
Affinity Investment Advisors, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gregory Robert Lai Control | Ceo/Member | Over 75% | 1992 |
| Joshua Nmn Katz Control | Chief Compliance Officer | Under 5% | 2020 |
| Lai Family Trust | Member | Under 5% | 2020 |
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Join to unlock · $37/moFrequently asked questions
How much does Affinity Investment Advisors, LLC manage?
Affinity Investment Advisors, LLC reports $1.2 billion in regulatory assets under management on its Form ADV.
How many employees does Affinity Investment Advisors, LLC have?
Affinity Investment Advisors, LLC reports 6 employees.
Where is Affinity Investment Advisors, LLC located?
Affinity Investment Advisors, LLC is based in Newport Beach, CA and has been SEC-registered since 1992.
Does Affinity Investment Advisors, LLC disclose fund performance?
Affinity Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5140 Birch Street, Suite 300, Newport Beach, CA 92660 |
| Phone | 949-660-6373 |
| Fax | 949-251-5666 |
| Office hours | 7:00-5:30 |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1520601 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.16B▲ 9%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 30%
Larger than 70% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$1.16Bregulatory AUM
Discretionary $1.16BNon-discretionary $3M