AG Financial, LLC
● SEC registered since 2006CRD 140226SEC# 801-66579Salt Lake City, UT
Reg. AUM
$103.5M
Employees
2
Accounts
441
Location
Salt Lake City, UT
AG Financial, LLC assets under management
AG Financial, LLC operates as an SEC-registered investment adviser based in Salt Lake City, UT. The firm has been registered since 2006. It reports $103.5 million in regulatory assets under management and employs 2 people.
AG Financial, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Aaron Brian Graham Control | Managing Member/Chief Compliance Officer | Over 75% | 2006 |
Frequently asked questions
How much does AG Financial, LLC manage?
AG Financial, LLC reports $103.5 million in regulatory assets under management on its Form ADV.
How many employees does AG Financial, LLC have?
AG Financial, LLC reports 2 employees.
Where is AG Financial, LLC located?
AG Financial, LLC is based in Salt Lake City, UT and has been SEC-registered since 2006.
Does AG Financial, LLC disclose fund performance?
AG Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2825 East Cottonwood Parkway, Suite 500, Salt Lake City, UT 84121 |
| Phone | 801-990-3470 |
| Fax | 801-990-3469 |
| Office hours | 8:00a.m. To 5:00p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$103.5M▼ 2%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 93%
Larger than 7% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$103.5Mregulatory AUM
Discretionary $102.9MNon-discretionary $527K