Allegiance Financial Group, Inc.
● SEC registered since 2021CRD 113826SEC# 801-122718South Portland, ME
Reg. AUM
$180.6M
Employees
10
Accounts
433
Location
South Portland, ME
Allegiance Financial Group, Inc. assets under management
Allegiance Financial Group, Inc. operates as an SEC-registered investment adviser based in South Portland, ME. The firm has been registered since 2021. It reports $180.6 million in regulatory assets under management and employs 10 people.
Allegiance Financial Group, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Neal Patrick Richard Control | Managing Director | 50-75% | 1997 |
| Randall Jon Richard Control | President & Chief Compliance Officer | 50-75% | 1996 |
Frequently asked questions
How much does Allegiance Financial Group, Inc. manage?
Allegiance Financial Group, Inc. reports $180.6 million in regulatory assets under management on its Form ADV.
How many employees does Allegiance Financial Group, Inc. have?
Allegiance Financial Group, Inc. reports 10 employees.
Where is Allegiance Financial Group, Inc. located?
Allegiance Financial Group, Inc. is based in South Portland, ME and has been SEC-registered since 2021.
Does Allegiance Financial Group, Inc. disclose fund performance?
Allegiance Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 50 Donald B. Dean Drive, Suite One, South Portland, ME 04106 |
| Phone | 207-879-2352 |
| Fax | 207-879-2374 |
| Office hours | 8-5p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1035159 |
| Discloses disciplinary history | No |
Regulatory AUM
$180.6M▲ 24%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 78%
Larger than 22% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$180.6Mregulatory AUM
Discretionary $174.5MNon-discretionary $6.1M