Alley Investment Management Company, LLC
● SEC registered since 2021CRD 317544SEC# 801-122856Lake Forest, IL
Reg. AUM
$907.2M
Employees
9
Accounts
486
Location
Lake Forest, IL
Alley Investment Management Company, LLC assets under management
Alley Investment Management Company, LLC is an SEC-registered investment adviser based in Lake Forest, IL. The firm has been registered since 2021. It reports $907.2 million in regulatory assets under management and employs 9 people.
Alley Investment Management Company, LLC owners & executives
15 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Focus Operating, LLC Control | Member (manager) | Over 75% | 2021 |
| Rik Willis Duryea Control | Managing Director | Under 5% | 2021 |
| Stacy Carol Ambrosini | Chief Compliance Officer | Under 5% | 2024 |
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Join to unlock · $37/moFrequently asked questions
How much does Alley Investment Management Company, LLC manage?
Alley Investment Management Company, LLC reports $907.2 million in regulatory assets under management on its Form ADV.
How many employees does Alley Investment Management Company, LLC have?
Alley Investment Management Company, LLC reports 9 employees.
Where is Alley Investment Management Company, LLC located?
Alley Investment Management Company, LLC is based in Lake Forest, IL and has been SEC-registered since 2021.
Does Alley Investment Management Company, LLC disclose fund performance?
Alley Investment Management Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 272 Market Square, Suite 214, Lake Forest, IL 60045 |
| Phone | 847-482-0938 |
| Office hours | 7:30 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1917618 |
| Discloses disciplinary history | No |
Regulatory AUM
$907.2M▲ 19%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 35%
Larger than 65% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$907.2Mregulatory AUM
Discretionary $907.2M