Alliance Advisory & Securities, LLC
● SEC registered since 2006CRD 18835SEC# 801-67105Westlake Village, CA
Reg. AUM
$687.4M
Employees
21
Accounts
2,748
Location
Westlake Village, CA
Alliance Advisory & Securities, LLC assets under management
Alliance Advisory & Securities, LLC is a registered investment adviser overseen by the SEC based in Westlake Village, CA. The firm has been registered since 2006. It reports $687.4 million in regulatory assets under management and employs 21 people.
Alliance Advisory & Securities, LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alliance Financial Group, Inc. | Parent Corporation | Over 75% | 1991 |
| Liza Marie Dela Cruz Control | Chief Compliance Officer | Under 5% | 2025 |
| Randall Paul Sanada Control | President & Chief Executive Officer | Under 5% | 2022 |
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Join to unlock · $37/moFrequently asked questions
How much does Alliance Advisory & Securities, LLC manage?
Alliance Advisory & Securities, LLC reports $687.4 million in regulatory assets under management on its Form ADV.
How many employees does Alliance Advisory & Securities, LLC have?
Alliance Advisory & Securities, LLC reports 21 employees.
Where is Alliance Advisory & Securities, LLC located?
Alliance Advisory & Securities, LLC is based in Westlake Village, CA and has been SEC-registered since 2006.
Does Alliance Advisory & Securities, LLC disclose fund performance?
Alliance Advisory & Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 |
| Phone | 805-371-8020 |
| Fax | 805-371-8008 |
| Office hours | 9:00 a.m. - 5:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$687.4M▲ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 41%
Larger than 59% of 16,271 advisers
EmployeesTop 23%
More than 77% of 16,825 advisers
Assets under management
$687.4Mregulatory AUM
Discretionary $392.5MNon-discretionary $294.8M