Allies Capital Management, LLC
● SEC registered since 2022CRD 319640SEC# 801-125888New York, NY
Reg. AUM
$25M
Employees
1
Accounts
1
Location
New York, NY
Allies Capital Management, LLC assets under management
Allies Capital Management, LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2022. It reports $25 million in regulatory assets under management and employs 1 people.
Allies Capital Management, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Joseph Murray | Chief Compliance Officer | Under 5% | 2026 |
| M. Klein Associates, LLC Control | Owner | Over 75% | 2022 |
| Michael Klein Control | Chief Executive Officer | Under 5% | 2022 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Allies Capital Management, LLC manage?
Allies Capital Management, LLC reports $25 million in regulatory assets under management on its Form ADV.
How many employees does Allies Capital Management, LLC have?
Allies Capital Management, LLC reports 1 employees.
Where is Allies Capital Management, LLC located?
Allies Capital Management, LLC is based in New York, NY and has been SEC-registered since 2022.
Does Allies Capital Management, LLC disclose fund performance?
Allies Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 640 Fifth Avenue 12th Floor, New York, NY 10019 |
| Phone | 212-380-7500 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$25MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 98%
Larger than 2% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$25Mregulatory AUM
Discretionary $25M