Alpha Planning and Financial Services, Inc.
● SEC registered since 2026CRD 130842SEC# 801-135159Solon, OH
Reg. AUM
$112.8M
Employees
5
Accounts
578
Location
Solon, OH
Alpha Planning and Financial Services, Inc. assets under management
Alpha Planning and Financial Services, Inc. operates as an SEC-registered investment adviser based in Solon, OH. The firm has been registered since 2026. It reports $112.8 million in regulatory assets under management and employs 5 people.
Alpha Planning and Financial Services, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Aaron Royce Simpson Control | President And Chief Compliance Officer | Over 75% | 2021 |
Frequently asked questions
How much does Alpha Planning and Financial Services, Inc. manage?
Alpha Planning and Financial Services, Inc. reports $112.8 million in regulatory assets under management on its Form ADV.
How many employees does Alpha Planning and Financial Services, Inc. have?
Alpha Planning and Financial Services, Inc. reports 5 employees.
Where is Alpha Planning and Financial Services, Inc. located?
Alpha Planning and Financial Services, Inc. is based in Solon, OH and has been SEC-registered since 2026.
Does Alpha Planning and Financial Services, Inc. disclose fund performance?
Alpha Planning and Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 31005 Bainbridge Road, Suite 6, Solon, OH 44139 |
| Phone | 440-519-0300 |
| Fax | 440-519-0331 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$112.8M▲ 4%
Dec '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 91%
Larger than 9% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$112.8Mregulatory AUM
Discretionary $112.8M