Alpha Wealth Management and Planning LLC
● SEC registered since 2016CRD 163917SEC# 801-108554Novato, CA
Reg. AUM
$319.6M
Employees
8
Accounts
1,417
Location
Novato, CA
Alpha Wealth Management and Planning LLC assets under management
Alpha Wealth Management and Planning LLC is an investment advisory firm registered with the SEC based in Novato, CA. The firm has been registered since 2016. It reports $319.6 million in regulatory assets under management and employs 8 people.
Alpha Wealth Management and Planning LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrei Nicolai Jigalin Control | Managing Member & Chief Compliance Officer | Over 75% | 2012 |
Frequently asked questions
How much does Alpha Wealth Management and Planning LLC manage?
Alpha Wealth Management and Planning LLC reports $319.6 million in regulatory assets under management on its Form ADV.
How many employees does Alpha Wealth Management and Planning LLC have?
Alpha Wealth Management and Planning LLC reports 8 employees.
Where is Alpha Wealth Management and Planning LLC located?
Alpha Wealth Management and Planning LLC is based in Novato, CA and has been SEC-registered since 2016.
Does Alpha Wealth Management and Planning LLC disclose fund performance?
Alpha Wealth Management and Planning LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 350 Ignacio Blvd, Suite 105, Novato, CA 94949 |
| Phone | 415-506-4569 |
| Fax | 415-508-3467 |
| Office hours | 9a.m.-5p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$319.6M▼ 10%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$319.6Mregulatory AUM
Discretionary $309.5MNon-discretionary $10.1M