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Alumina Investment Management, LLC

● SEC registered since 2012CRD 164273SEC# 801-76782Charlotte, NC
Export (members)
Reg. AUM
$5.26B
Employees
2
Accounts
1
Location
Charlotte, NC

Alumina Investment Management, LLC assets under management

Alumina Investment Management, LLC is an investment advisory firm registered with the SEC based in Charlotte, NC. The firm has been registered since 2012. It reports $5.3 billion in regulatory assets under management and employs 2 people.

Alumina Investment Management, LLC owners & executives

1 reported
NameTitleOwnershipSince
Gregory Alexander Kares ControlFounder/Chief Investment Officer/Chief Compliance Officer/Chief Financial OfficerOver 75%2012

Frequently asked questions

How much does Alumina Investment Management, LLC manage?

Alumina Investment Management, LLC reports $5.3 billion in regulatory assets under management on its Form ADV.

How many employees does Alumina Investment Management, LLC have?

Alumina Investment Management, LLC reports 2 employees.

Where is Alumina Investment Management, LLC located?

Alumina Investment Management, LLC is based in Charlotte, NC and has been SEC-registered since 2012.

Does Alumina Investment Management, LLC disclose fund performance?

Alumina Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5950 Fairview Rd, Suite 315, Charlotte, NC 28210
Phone980-233-3000
Fax980-233-3090
Office hours8:00 a.m. - 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Regulatory AUM

$5.26B▼ 64%
Feb '25 — $14.68BMar '25 — $14.68BApr '25 — $14.68BMay '25 — $14.68BJun '25 — $14.68BJul '25 — $14.68BAug '25 — $14.68BSep '25 — $14.68BOct '25 — $14.68BNov '25 — $14.68BDec '25 — $14.68BJan '26 — $14.68BFeb '26 — $14.68BMar '26 — $5.26BApr '26 — $5.26BMay '26 — $5.26BJun '26 — $5.26B
Feb '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 12%
Larger than 88% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers

Assets under management

$5.26Bregulatory AUM
Discretionary $0Non-discretionary $5.26B