Ameriprise Financial Services, LLC
● SEC registered since 1986CRD 6363SEC# 801-28543Minneapolis, MN
Reg. AUM
$660.47B
Employees
14,056
Accounts
2,424,045
Location
Minneapolis, MN
Ameriprise Financial Services, LLC assets under management
Ameriprise Financial Services, LLC is a registered investment adviser overseen by the SEC based in Minneapolis, MN. The firm has been registered since 1986. It reports $660.5 billion in regulatory assets under management and employs 14,056 people.
Ameriprise Financial Services, LLC owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ampf Holding, LLC Control | Shareholder | Over 75% | 2009 |
| Brett Flansburg Control | Senior Vice President And Chief Compliance Officer | Under 5% | 2026 |
| Gumer Cruz Alvero Control | Board Director | Under 5% | 2026 |
| Joseph Francis Gerdes Control | Chief Operations Officer/Principal Operating Officer | Under 5% | 2026 |
| Mitchell David Doren Control | Region Vice President (texas Designated Officer) | Under 5% | 2016 |
| Paul Scott Tava Control | Chief Risk Officer | Under 5% | 2026 |
| Stephen Jr Ehele Control | Director, Senior Vice President, Chief Operating Officer - Field | Under 5% | 2026 |
| Theodore Robert Horwith Control | Vice President - Controller, Chief Financial Officer And Principal Financial Officer | Under 5% | 2026 |
| William Jerryl Williams Control | President, Director, Chairman And Chief Executive Officer | Under 5% | 2026 |
| Ameriprise Financial, Inc. Control | 100% Owner Of Parent Company | Over 75% | 2009 |
Frequently asked questions
How much does Ameriprise Financial Services, LLC manage?
Ameriprise Financial Services, LLC reports $660.5 billion in regulatory assets under management on its Form ADV.
How many employees does Ameriprise Financial Services, LLC have?
Ameriprise Financial Services, LLC reports 14,056 employees.
Where is Ameriprise Financial Services, LLC located?
Ameriprise Financial Services, LLC is based in Minneapolis, MN and has been SEC-registered since 1986.
Does Ameriprise Financial Services, LLC disclose fund performance?
Ameriprise Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 901 3rd Avenue South, Minneapolis, MN 55402 |
| Phone | 612-671-3131 |
| Fax | 612-671-4929 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1543099 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$660.47B▲ 1376479%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 1%
Larger than 99% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$660.47Bregulatory AUM
Discretionary $356.29BNon-discretionary $304.18B