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Amidon & Petersen Financials, LLC

● SEC registered since 2015CRD 143079SEC# 801-81020Albany, NY
Export (members)
Reg. AUM
$39.1M
Employees
2
Accounts
141
Location
Albany, NY

Amidon & Petersen Financials, LLC assets under management

Amidon & Petersen Financials, LLC is a registered investment adviser overseen by the SEC based in Albany, NY. The firm has been registered since 2015. It reports $39.1 million in regulatory assets under management and employs 2 people.

Amidon & Petersen Financials, LLC owners & executives

3 reported
NameTitleOwnershipSince
Diane B Petersen ControlLlc Member/Owner25-50%2014
Douglas Skilton Petersen ControlManaging Member, Chief Compliance Officer50-75%2007
Nicholas VenturaLlc Member/Owner10-25%2025

Frequently asked questions

How much does Amidon & Petersen Financials, LLC manage?

Amidon & Petersen Financials, LLC reports $39.1 million in regulatory assets under management on its Form ADV.

How many employees does Amidon & Petersen Financials, LLC have?

Amidon & Petersen Financials, LLC reports 2 employees.

Where is Amidon & Petersen Financials, LLC located?

Amidon & Petersen Financials, LLC is based in Albany, NY and has been SEC-registered since 2015.

Does Amidon & Petersen Financials, LLC disclose fund performance?

Amidon & Petersen Financials, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address187 Wolf Rd., Suite 300, Albany, NY 12207
Phone518-772-3684
Office hours8:00 a.m. To 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$39.1M▲ 7%
Mar '25 — $36.6MApr '25 — $36.6MMay '25 — $36.6MJun '25 — $36.6MJul '25 — $36.6MAug '25 — $36.6MSep '25 — $36.6MOct '25 — $36.6MNov '25 — $36.6MDec '25 — $36.6MJan '26 — $36.6MFeb '26 — $36.6MMar '26 — $39.1MApr '26 — $39.1MMay '26 — $39.1MJun '26 — $39.1M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 97%
Larger than 3% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers

Assets under management

$39.1Mregulatory AUM
Discretionary $38.4MNon-discretionary $687K