Andrew Garrett, Inc.
● SEC registered since 2010CRD 29931SEC# 801-71581New York, NY
Reg. AUM
$521.3M
Employees
14
Accounts
1,122
Location
New York, NY
Andrew Garrett, Inc. assets under management
Andrew Garrett, Inc. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2010. It reports $521.3 million in regulatory assets under management and employs 14 people.
Andrew Garrett, Inc. owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Garrett Holding Corp Control | Owner | 50-75% | 2001 |
| Andrew Garrett Sycoff Control | Chief Executive Officer/Director | Under 5% | 2001 |
| Estate of Jesse Upchurch Control | Share Holder | 10-25% | 2018 |
| James Robert Jr Mitchell Control | Chief Administrative Officer | Under 5% | 2003 |
| Jannelle Lynn Cannizzaro-Fong Control | Chief Financial Officer/Finop | Under 5% | 2007 |
| Mark Henry Maurer Control | Chief Compliance Officer | Under 5% | 2022 |
| Plains Capital Bank Control | Executor Of Estate | 10-25% | 2018 |
| Andrew Garrett Sycoff Control | Owner | Over 75% | 1992 |
Frequently asked questions
How much does Andrew Garrett, Inc. manage?
Andrew Garrett, Inc. reports $521.3 million in regulatory assets under management on its Form ADV.
How many employees does Andrew Garrett, Inc. have?
Andrew Garrett, Inc. reports 14 employees.
Where is Andrew Garrett, Inc. located?
Andrew Garrett, Inc. is based in New York, NY and has been SEC-registered since 2010.
Does Andrew Garrett, Inc. disclose fund performance?
Andrew Garrett, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 230 Park Avenue 3rd Floor West, New York, NY 10169 |
| Phone | 212-682-8833 |
| Fax | 212.584.9339 |
| Office hours | 8:30 - 5:00 |
| SEC region | New York Regional Office (NYRO) |
| CIK | 884846 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$521.3M▲ 11%
Jan '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 47%
Larger than 53% of 16,306 advisers
EmployeesTop 32%
More than 68% of 16,824 advisers
Assets under management
$521.3Mregulatory AUM
Discretionary $133.5MNon-discretionary $387.8M