Apriem Advisors
● SEC registered since 1998CRD 108188SEC# 801-55371Irvine, CA
Reg. AUM
$1.49B
Employees
17
Accounts
2,880
Location
Irvine, CA
Apriem Advisors assets under management
Apriem Advisors is an SEC-registered investment adviser based in Irvine, CA. The firm has been registered since 1998. It reports $1.5 billion in regulatory assets under management and employs 17 people.
Apriem Advisors owners & executives
14 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Benjamin Chiu-Fung Lau Control | Vice President, Chief Investment Officer, Director, Trustee Of Lau Family Trust | 10-25% | 2010 |
| Christopher Alan Whitaker Control | Chief Wealth Manager | Under 5% | 2025 |
| Ducote Family Trust Dated 8/28/2001 Control | Shareholder | 10-25% | 2010 |
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Join to unlock · $37/moFrequently asked questions
How much does Apriem Advisors manage?
Apriem Advisors reports $1.5 billion in regulatory assets under management on its Form ADV.
How many employees does Apriem Advisors have?
Apriem Advisors reports 17 employees.
Where is Apriem Advisors located?
Apriem Advisors is based in Irvine, CA and has been SEC-registered since 1998.
Does Apriem Advisors disclose fund performance?
Apriem Advisors is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 19200 von Karman Avenue, Suite 1050, Irvine, CA 92612 |
| Phone | (949) 253-8888 |
| Fax | (949) 253-8891 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.49B▲ 21%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 26%
Larger than 74% of 16,271 advisers
EmployeesTop 28%
More than 72% of 16,825 advisers
Assets under management
$1.49Bregulatory AUM
Discretionary $1.46BNon-discretionary $22.9M