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Arete Wealth Advisors, LLC

● SEC registered since 2009CRD 145488SEC# 801-69827Chicago, IL
Export (members)
Reg. AUM
$2.75B
Employees
135
Accounts
5,424
Location
Chicago, IL

Arete Wealth Advisors, LLC assets under management

Arete Wealth Advisors, LLC is an SEC-registered investment adviser based in Chicago, IL. The firm has been registered since 2009. It reports $2.7 billion in regulatory assets under management and employs 135 people.

Arete Wealth Advisors, LLC owners & executives

8 reported
NameTitleOwnershipSince
Arete Wealth Inc. ControlManaging MemberOver 75%2007
David Charles Levine ControlCeoUnder 5%2026
Kathleen Marie LindhChief Compliance OfficerUnder 5%2026
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Frequently asked questions

How much does Arete Wealth Advisors, LLC manage?

Arete Wealth Advisors, LLC reports $2.7 billion in regulatory assets under management on its Form ADV.

How many employees does Arete Wealth Advisors, LLC have?

Arete Wealth Advisors, LLC reports 135 employees.

Where is Arete Wealth Advisors, LLC located?

Arete Wealth Advisors, LLC is based in Chicago, IL and has been SEC-registered since 2009.

Does Arete Wealth Advisors, LLC disclose fund performance?

Arete Wealth Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1115 W Fulton Market, 3rd Floor, Chicago, IL 60607
Phone312-940-3684
Fax312-264-0087
Office hours8:30 a.m. - 4:30 p.m.
SEC regionChicago Regional Office (CHRO)
CIK1600151
Discloses disciplinary historyYes

Regulatory AUM

$2.75B▼ 13%
Mar '25 — $3.15BApr '25 — $3.15BMay '25 — $3.15BJun '25 — $3.15BJul '25 — $3.15BAug '25 — $3.15BSep '25 — $3.15BOct '25 — $3.15BNov '25 — $3.15BDec '25 — $3.15BJan '26 — $3.15BFeb '26 — $2.75BMar '26 — $2.75BApr '26 — $2.75BMay '26 — $2.75BJun '26 — $2.75B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 18%
Larger than 82% of 16,271 advisers
EmployeesTop 6%
More than 94% of 16,825 advisers

Assets under management

$2.75Bregulatory AUM
Discretionary $2.75B