Arlen Capital, LLC
● SEC registered since 2004CRD 118113SEC# 801-63038Warwick, RI
Reg. AUM
$348.8M
Employees
6
Accounts
690
Location
Warwick, RI
Arlen Capital, LLC assets under management
Arlen Capital, LLC is an investment advisory firm registered with the SEC based in Warwick, RI. The firm has been registered since 2004. It reports $348.8 million in regulatory assets under management and employs 6 people.
Arlen Capital, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Adam McCrystal Sullivan Control | Executive Vice President | Under 5% | 2004 |
| Arlen Corporation Control | Owner | Over 75% | 2001 |
| Frank Peter McGoff Control | Chief Compliance Officer/Executive Vice President | Under 5% | 2001 |
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Join to unlock · $37/moFrequently asked questions
How much does Arlen Capital, LLC manage?
Arlen Capital, LLC reports $348.8 million in regulatory assets under management on its Form ADV.
How many employees does Arlen Capital, LLC have?
Arlen Capital, LLC reports 6 employees.
Where is Arlen Capital, LLC located?
Arlen Capital, LLC is based in Warwick, RI and has been SEC-registered since 2004.
Does Arlen Capital, LLC disclose fund performance?
Arlen Capital, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 117 Metro Center Boulevard, Suite 2006, Warwick, RI 02886 |
| Phone | 401-854-3500 |
| Fax | 401-854-3509 |
| Office hours | 8:30 a.m. - 5:00 p.m. (Et) |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$348.8M▲ 5%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 58%
Larger than 42% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$348.8Mregulatory AUM
Discretionary $346.4MNon-discretionary $2.4M