Arthur Stein Financial, LLC
CRD 160627SEC# 801-131069Bethesda, MD
No longer SEC-registered. Arthur Stein Financial, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$141.2M
Employees
3
Accounts
283
Location
Bethesda, MD
Arthur Stein Financial, LLC assets under management
Arthur Stein Financial, LLC is a registered investment adviser overseen by the SEC based in Bethesda, MD. It reports $141.2 million in regulatory assets under management and employs 3 people.
Arthur Stein Financial, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Arthur Stein Control | Managing Member | Over 75% | 2012 |
| Franki Brown | Chief Compliance Officer | Under 5% | 2022 |
Frequently asked questions
How much does Arthur Stein Financial, LLC manage?
Arthur Stein Financial, LLC reports $141.2 million in regulatory assets under management on its Form ADV.
How many employees does Arthur Stein Financial, LLC have?
Arthur Stein Financial, LLC reports 3 employees.
Where is Arthur Stein Financial, LLC located?
Arthur Stein Financial, LLC is based in Bethesda, MD.
Does Arthur Stein Financial, LLC disclose fund performance?
Arthur Stein Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6701 Democracy Blvd., Suite 300, Bethesda, MD 20817 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$141.2M▲ 21%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 85%
Larger than 15% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$141.2Mregulatory AUM
Discretionary $141MNon-discretionary $125K