Ascent Financial Group LLC
● SEC registered since 2026CRD 325706SEC# 801-135535Richmond, VA
Reg. AUM
$100.8M
Employees
2
Accounts
456
Location
Richmond, VA
Ascent Financial Group LLC assets under management
Ascent Financial Group LLC operates as an SEC-registered investment adviser based in Richmond, VA. The firm has been registered since 2026. It reports $100.8 million in regulatory assets under management and employs 2 people.
Ascent Financial Group LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dustin Charles Newton Control | Managing Member, Ceo And Chief Compliance Officer | Over 75% | 2020 |
| Michael Patrick O'Shaughnessy Control | Partner | 10-25% | 2025 |
Frequently asked questions
How much does Ascent Financial Group LLC manage?
Ascent Financial Group LLC reports $100.8 million in regulatory assets under management on its Form ADV.
How many employees does Ascent Financial Group LLC have?
Ascent Financial Group LLC reports 2 employees.
Where is Ascent Financial Group LLC located?
Ascent Financial Group LLC is based in Richmond, VA and has been SEC-registered since 2026.
Does Ascent Financial Group LLC disclose fund performance?
Ascent Financial Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 413 Stuart Circle, Suite 220, Richmond, VA 23220 |
| Phone | 804-602-2121 |
| Fax | N/A |
| Office hours | 9:00 a.m. - 4:00 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$100.8MNo change
Feb '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 93%
Larger than 7% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$100.8Mregulatory AUM
Discretionary $100.8M