Ashton Thomas Securities, LLC
● SEC registered since 2008CRD 16629SEC# 801-69225Rochester, NY
Reg. AUM
$1.86B
Employees
46
Accounts
2,282
Location
Rochester, NY
Ashton Thomas Securities, LLC assets under management
Ashton Thomas Securities, LLC is an investment advisory firm registered with the SEC based in Rochester, NY. The firm has been registered since 2008. It reports $1.9 billion in regulatory assets under management and employs 46 people.
Ashton Thomas Securities, LLC owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Explorer Investment Holdings, LLC Control | Member | Over 75% | 2023 |
| Joseph Anthony Lanzisera Control | President | Under 5% | 1997 |
| Kevin Kading Control | Chief Financial Officer | Under 5% | 2026 |
See all 11 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Ashton Thomas Securities, LLC manage?
Ashton Thomas Securities, LLC reports $1.9 billion in regulatory assets under management on its Form ADV.
How many employees does Ashton Thomas Securities, LLC have?
Ashton Thomas Securities, LLC reports 46 employees.
Where is Ashton Thomas Securities, LLC located?
Ashton Thomas Securities, LLC is based in Rochester, NY and has been SEC-registered since 2008.
Does Ashton Thomas Securities, LLC disclose fund performance?
Ashton Thomas Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 100 Meridian Centre Blvd, Suite 250, Rochester, NY 14618 |
| Phone | 800-323-3746 |
| Fax | 602-734-5495 |
| Office hours | 9-5 |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.86B▲ 355%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 23%
Larger than 77% of 16,271 advisers
EmployeesTop 13%
More than 87% of 16,825 advisers
Assets under management
$1.86Bregulatory AUM
Discretionary $1.8BNon-discretionary $58.5M