Asset Planning, Inc
● SEC registered since 2004CRD 111535SEC# 801-62993Los Alamitos, CA
Reg. AUM
$553.5M
Employees
5
Accounts
973
Location
Los Alamitos, CA
Asset Planning, Inc assets under management
Asset Planning, Inc is a registered investment adviser overseen by the SEC based in Los Alamitos, CA. The firm has been registered since 2004. It reports $553.5 million in regulatory assets under management and employs 5 people.
Asset Planning, Inc owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Carol Somoano Control | Vice President/Chief Compliance Officer | 25-50% | 2009 |
| Erin Marie Nelsen Control | Secretary | 10-25% | 2019 |
| Sandra Cheryl Field Control | President | 50-75% | 1989 |
Frequently asked questions
How much does Asset Planning, Inc manage?
Asset Planning, Inc reports $553.5 million in regulatory assets under management on its Form ADV.
How many employees does Asset Planning, Inc have?
Asset Planning, Inc reports 5 employees.
Where is Asset Planning, Inc located?
Asset Planning, Inc is based in Los Alamitos, CA and has been SEC-registered since 2004.
Does Asset Planning, Inc disclose fund performance?
Asset Planning, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4281 Katella Avenue, Suite 203, Los Alamitos, CA 90720 |
| Phone | 714-827-5794 |
| Office hours | 8:00 a.m. To 4:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$553.5M▲ 9%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 46%
Larger than 54% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$553.5Mregulatory AUM
Discretionary $552.3MNon-discretionary $1.1M