Association Financial Services Inc.
● SEC registered since 2007CRD 142205SEC# 801-68446Salt Lake City, UT
Reg. AUM
$1.27B
Employees
19
Accounts
2,829
Location
Salt Lake City, UT
Association Financial Services Inc. assets under management
Association Financial Services Inc. is an investment advisory firm registered with the SEC based in Salt Lake City, UT. The firm has been registered since 2007. It reports $1.3 billion in regulatory assets under management and employs 19 people.
Association Financial Services Inc. owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jared Charles Empey Control | Chief Compliance Officer | Under 5% | 2022 |
| Mallory Adams-Faulkner Control | Chief Operations Officer | Under 5% | 2022 |
| Martin Arthur Watkins Control | Founder/President | Over 75% | 2019 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Association Financial Services Inc. manage?
Association Financial Services Inc. reports $1.3 billion in regulatory assets under management on its Form ADV.
How many employees does Association Financial Services Inc. have?
Association Financial Services Inc. reports 19 employees.
Where is Association Financial Services Inc. located?
Association Financial Services Inc. is based in Salt Lake City, UT and has been SEC-registered since 2007.
Does Association Financial Services Inc. disclose fund performance?
Association Financial Services Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1935 Vine Street, Suite 120, Salt Lake City, UT 84121 |
| Phone | 801-274-1820 |
| Fax | 801-274-1821 |
| Office hours | 9a.m. - 5p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.27B▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 29%
Larger than 71% of 16,271 advisers
EmployeesTop 25%
More than 75% of 16,825 advisers
Assets under management
$1.27Bregulatory AUM
Discretionary $146.1MNon-discretionary $1.12B