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Ausdal Financial Partners, Inc.

● SEC registered since 2008CRD 7995SEC# 801-69266Davenport, IA
Export (members)
Reg. AUM
$3.73B
Employees
306
Accounts
16,572
Location
Davenport, IA

Ausdal Financial Partners, Inc. assets under management

Ausdal Financial Partners, Inc. is a registered investment adviser overseen by the SEC based in Davenport, IA. The firm has been registered since 2008. It reports $3.7 billion in regulatory assets under management and employs 306 people.

Ausdal Financial Partners, Inc. owners & executives

6 reported
NameTitleOwnershipSince
Afp Holdco, LLC ControlShareholderOver 75%2025
David Bruce Roberts ControlVice President, Shareholder, Board MemberUnder 5%2012
Ivana M ShumbergFinopUnder 5%2023
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Frequently asked questions

How much does Ausdal Financial Partners, Inc. manage?

Ausdal Financial Partners, Inc. reports $3.7 billion in regulatory assets under management on its Form ADV.

How many employees does Ausdal Financial Partners, Inc. have?

Ausdal Financial Partners, Inc. reports 306 employees.

Where is Ausdal Financial Partners, Inc. located?

Ausdal Financial Partners, Inc. is based in Davenport, IA and has been SEC-registered since 2008.

Does Ausdal Financial Partners, Inc. disclose fund performance?

Ausdal Financial Partners, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5187 Utica Ridge Rd, Davenport, IA 52807
Phone563-326-2064
Fax563-326-2159
Office hours0830 To 1630
SEC regionChicago Regional Office (CHRO)
CIK314828
Discloses disciplinary historyYes

Regulatory AUM

$3.73B▲ 75%
Mar '25 — $2.13BApr '25 — $2.13BMay '25 — $2.13BJun '25 — $2.13BJul '25 — $2.13BAug '25 — $2.13BSep '25 — $2.13BOct '25 — $2.13BNov '25 — $2.13BDec '25 — $2.13BJan '26 — $2.13BFeb '26 — $2.13BMar '26 — $3.73BApr '26 — $3.73BMay '26 — $3.73BJun '26 — $3.73B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 15%
Larger than 85% of 16,271 advisers
EmployeesTop 3%
More than 97% of 16,825 advisers

Assets under management

$3.73Bregulatory AUM
Discretionary $3.48BNon-discretionary $250M