Awm Financial Services Inc.
● SEC registered since 2021CRD 144351SEC# 801-120940The Woodlands, TX
Reg. AUM
$320.6M
Employees
19
Accounts
2,700
Location
The Woodlands, TX
Awm Financial Services Inc. assets under management
Awm Financial Services Inc. is a registered investment adviser overseen by the SEC based in The Woodlands, TX. The firm has been registered since 2021. It reports $320.6 million in regulatory assets under management and employs 19 people.
Awm Financial Services Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Ryan Wheless Control | Founder/Ceo | Over 75% | 2008 |
| Matthew Ian Stevenson Control | President | Under 5% | 2016 |
| Ruth Georgina Thortvedt Control | Chief Compliance Officer | Under 5% | 2026 |
Frequently asked questions
How much does Awm Financial Services Inc. manage?
Awm Financial Services Inc. reports $320.6 million in regulatory assets under management on its Form ADV.
How many employees does Awm Financial Services Inc. have?
Awm Financial Services Inc. reports 19 employees.
Where is Awm Financial Services Inc. located?
Awm Financial Services Inc. is based in The Woodlands, TX and has been SEC-registered since 2021.
Does Awm Financial Services Inc. disclose fund performance?
Awm Financial Services Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9595 Six Pines Drive, Building 4 Suite 4230, The Woodlands, TX 77380 |
| Phone | 281-444-7555 |
| Fax | 832-201-9999 |
| Office hours | By Appointment Only |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$320.6M▲ 37%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 25%
More than 75% of 16,825 advisers
Assets under management
$320.6Mregulatory AUM
Discretionary $320.6M