Awm Investment Company Inc
● SEC registered since 1991CRD 110346SEC# 801-40415New York, NY
Ranks #2,677 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$1.32B
Fund GAV
$1.32B
Private funds
8
Employees
14
Accounts
8
Location
New York, NY
Awm Investment Company Inc assets under management
Awm Investment Company Inc operates as an SEC-registered investment adviser based in New York, NY. The firm has been registered since 1991. It reports $1.3 billion in regulatory assets under management and employs 14 people. Awm Investment Company Inc manages 8 private funds with combined gross assets of $1.3 billion, including Special Situations Fund III Qp, L.P. By regulatory assets, it ranks 2,677 of 6,004 private fund managers.
Awm Investment Company Inc private funds
8 funds · $1.32B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Special Situations Fund III Qp, L.P. | Hedge | $608.4M | $100K |
| Special Situations Technology Fund II, L.P. | Hedge | $271.3M | $100K |
| Special Situations Cayman Fund, L.P. | Hedge | $173.6M | $100K |
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Join to unlock · $37/moAwm Investment Company Inc owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Adam Charles Stettner Control | Executive Vice President | 25-50% | 2022 |
| Austin Wolfe Marxe | Owner | 5-10% | 2022 |
| David Alan Reif Control | Chief Compliance Officer | Under 5% | 2024 |
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Join to unlock · $37/moFrequently asked questions
How much does Awm Investment Company Inc manage?
Awm Investment Company Inc reports $1.3 billion in regulatory assets under management on its Form ADV.
How many private funds does Awm Investment Company Inc manage?
Awm Investment Company Inc manages 8 private funds with combined gross assets of $1.3 billion.
How many employees does Awm Investment Company Inc have?
Awm Investment Company Inc reports 14 employees.
Where is Awm Investment Company Inc located?
Awm Investment Company Inc is based in New York, NY and has been SEC-registered since 1991.
Does Awm Investment Company Inc disclose fund performance?
Awm Investment Company Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | Special Situations Funds, 527 Madison Avenue, Suite 2600, New York, NY 10022 |
| Phone | 212-319-6670 |
| Fax | 212-319-6677 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1535264 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.32B▲ 19%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 28%
Larger than 72% of 16,271 advisers
AUM vs fund managersTop 45%
Larger than 55% of 6,004 private-fund managers
Number of fundsTop 30%
More funds than 70% of fund managers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$1.32Bregulatory AUM
Discretionary $1.32B
Fund type mix
Hedge6
Venture Capital2
Service providers
Auditor
Prime broker
Custodian
Administrator