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Axiom Investment Management LLC

● SEC registered since 2006CRD 141516SEC# 801-67131New York, NY
Export (members)
Reg. AUM
$236.8M
Employees
10
Accounts
214
Location
New York, NY

Axiom Investment Management LLC assets under management

Axiom Investment Management LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2006. It reports $236.8 million in regulatory assets under management and employs 10 people.

Axiom Investment Management LLC owners & executives

3 reported
NameTitleOwnershipSince
Eric Lee Miller ControlChief Compliance OfficerUnder 5%2011
Liam Francis Dalton ControlCeo, Managing Member, Chairman, ComptrollerOver 75%2006
Maria DichiaraDirector Of OperationsUnder 5%2013

Frequently asked questions

How much does Axiom Investment Management LLC manage?

Axiom Investment Management LLC reports $236.8 million in regulatory assets under management on its Form ADV.

How many employees does Axiom Investment Management LLC have?

Axiom Investment Management LLC reports 10 employees.

Where is Axiom Investment Management LLC located?

Axiom Investment Management LLC is based in New York, NY and has been SEC-registered since 2006.

Does Axiom Investment Management LLC disclose fund performance?

Axiom Investment Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address350 Fifth Avenue, Suite 6740, New York, NY 10118
Phone212-521-3800
Fax212-521-3869
Office hours9:00 a.m. - 4:30 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1513703
Discloses disciplinary historyYes

Regulatory AUM

$236.8M▲ 1%
Mar '25 — $233.7MApr '25 — $233.7MMay '25 — $233.7MJun '25 — $233.7MJul '25 — $233.7MAug '25 — $233.7MSep '25 — $233.7MOct '25 — $233.7MNov '25 — $233.7MDec '25 — $233.7MJan '26 — $233.7MFeb '26 — $233.7MMar '26 — $233.7MApr '26 — $236.8MMay '26 — $236.8MJun '26 — $236.8M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 70%
Larger than 30% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers

Assets under management

$236.8Mregulatory AUM
Discretionary $236.8M