Balis Enterprises LLC
● SEC registered since 2021CRD 315130SEC# 801-121634
Reg. AUM
$444.3M
Employees
8
Accounts
1,338
Location
—
Balis Enterprises LLC assets under management
Balis Enterprises LLC operates as an SEC-registered investment adviser. The firm has been registered since 2021. It reports $444.3 million in regulatory assets under management and employs 8 people.
Balis Enterprises LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jeffrey Kelvin Control | Chief Compliance Officer | Under 5% | 2024 |
| Thomas L Balis Control | Principal & Chief Investment Officer | Over 75% | 2021 |
Frequently asked questions
How much does Balis Enterprises LLC manage?
Balis Enterprises LLC reports $444.3 million in regulatory assets under management on its Form ADV.
How many employees does Balis Enterprises LLC have?
Balis Enterprises LLC reports 8 employees.
Does Balis Enterprises LLC disclose fund performance?
Balis Enterprises LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 484-631-3684 |
| Office hours | 9 a.m. - 5 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$444.3M▼ 76%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 51%
Larger than 49% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$444.3Mregulatory AUM
Discretionary $444.3M