Ball & Company Wealth Management, Inc.
● SEC registered since 2013CRD 133950SEC# 801-78146
Reg. AUM
$203.1M
Employees
4
Accounts
450
Location
—
About Ball & Company Wealth Management
Ball & Company Wealth Management provides financial planning, wealth management, and investment management built around client goals and life events. Guiding principles on the site emphasize planning as an ongoing collaborative process.
Summary based on the firm’s website.
Ball & Company Wealth Management, Inc. assets under management
Ball & Company Wealth Management, Inc. operates as an SEC-registered investment adviser. The firm has been registered since 2013. It reports $203.1 million in regulatory assets under management and employs 4 people.
Ball & Company Wealth Management, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jason Lindsay Ball Control | Chief Compliance Officer | 50-75% | 2016 |
| Jason Lindsay Ball Control | President/Ceo | Over 75% | 2004 |
Frequently asked questions
How much does Ball & Company Wealth Management, Inc. manage?
Ball & Company Wealth Management, Inc. reports $203.1 million in regulatory assets under management on its Form ADV.
How many employees does Ball & Company Wealth Management, Inc. have?
Ball & Company Wealth Management, Inc. reports 4 employees.
Does Ball & Company Wealth Management, Inc. disclose fund performance?
Ball & Company Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 805-376-2779 |
| Fax | 805-435-3710 |
| Office hours | By Appointment |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$203.1M▲ 6%
Feb '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,369 advisers
EmployeesTop 69%
More than 31% of 16,804 advisers
Assets under management
$203.1Mregulatory AUM
Discretionary $203.1M