Ball & Company Wealth Management, Inc.
● SEC registered since 2013CRD 133950SEC# 801-78146
Reg. AUM
$203.1M
Employees
4
Accounts
450
Location
—
Ball & Company Wealth Management, Inc. assets under management
Ball & Company Wealth Management, Inc. operates as an SEC-registered investment adviser. The firm has been registered since 2013. It reports $203.1 million in regulatory assets under management and employs 4 people.
Ball & Company Wealth Management, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jason Lindsay Ball Control | President/Ceo | Over 75% | 2004 |
| Jason Lindsay Ball Control | Chief Compliance Officer | 50-75% | 2016 |
Frequently asked questions
How much does Ball & Company Wealth Management, Inc. manage?
Ball & Company Wealth Management, Inc. reports $203.1 million in regulatory assets under management on its Form ADV.
How many employees does Ball & Company Wealth Management, Inc. have?
Ball & Company Wealth Management, Inc. reports 4 employees.
Does Ball & Company Wealth Management, Inc. disclose fund performance?
Ball & Company Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 805-376-2779 |
| Fax | 805-435-3710 |
| Office hours | By Appointment |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$203.1M▲ 6%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$203.1Mregulatory AUM
Discretionary $203.1M