Ballast Capital Advisors LLC
● SEC registered since 2021CRD 282369SEC# 801-120829West des Moines, IA
Reg. AUM
$328.7M
Employees
7
Accounts
147
Location
West des Moines, IA
Ballast Capital Advisors LLC assets under management
Ballast Capital Advisors LLC is an investment advisory firm registered with the SEC based in West des Moines, IA. The firm has been registered since 2021. It reports $328.7 million in regulatory assets under management and employs 7 people.
Ballast Capital Advisors LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gregory George Carstensen Control | Managing Member And Chief Compliance Officer | Over 75% | 2016 |
| Steven Paul Harms | Chief Financial Officer | Under 5% | 2017 |
Frequently asked questions
How much does Ballast Capital Advisors LLC manage?
Ballast Capital Advisors LLC reports $328.7 million in regulatory assets under management on its Form ADV.
How many employees does Ballast Capital Advisors LLC have?
Ballast Capital Advisors LLC reports 7 employees.
Where is Ballast Capital Advisors LLC located?
Ballast Capital Advisors LLC is based in West des Moines, IA and has been SEC-registered since 2021.
Does Ballast Capital Advisors LLC disclose fund performance?
Ballast Capital Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1200 Office Plaza Drive, West des Moines, IA 50266 |
| Phone | 844-331-4662 |
| Office hours | 8-5 |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$328.7M▲ 3%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$328.7Mregulatory AUM
Discretionary $328.7M