Ballast, Inc.
● SEC registered since 2014CRD 152695SEC# 801-79651Lexington, KY
Reg. AUM
$751.5M
Employees
12
Accounts
1,888
Location
Lexington, KY
Ballast, Inc. assets under management
Ballast, Inc. is a registered investment adviser overseen by the SEC based in Lexington, KY. The firm has been registered since 2014. It reports $751.5 million in regulatory assets under management and employs 12 people.
Ballast, Inc. owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Joseph Reynolds Control | Vice President | 25-50% | 2010 |
| Brian Todd Burton Control | Treasurer, Director Of Portfolio Strategy | 5-10% | 2018 |
| Cameron K Hamilton Control | Secretary, Director Of Financial Planning | 5-10% | 2018 |
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Join to unlock · $37/moFrequently asked questions
How much does Ballast, Inc. manage?
Ballast, Inc. reports $751.5 million in regulatory assets under management on its Form ADV.
How many employees does Ballast, Inc. have?
Ballast, Inc. reports 12 employees.
Where is Ballast, Inc. located?
Ballast, Inc. is based in Lexington, KY and has been SEC-registered since 2014.
Does Ballast, Inc. disclose fund performance?
Ballast, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 400 East Vine St, Suite 400, Lexington, KY 40507 |
| Phone | 859-226-0625 |
| Fax | 859-226-0623 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1730477 |
| Discloses disciplinary history | No |
Regulatory AUM
$751.5M▲ 20%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 39%
Larger than 61% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$751.5Mregulatory AUM
Discretionary $699.8MNon-discretionary $51.7M