Ballast Rock Private Wealth LLC
● SEC registered since 2024CRD 322064SEC# 801-129645Charleston, SC
Reg. AUM
$405.7M
Employees
9
Accounts
642
Location
Charleston, SC
Ballast Rock Private Wealth LLC assets under management
Ballast Rock Private Wealth LLC is an SEC-registered investment adviser based in Charleston, SC. The firm has been registered since 2024. It reports $405.7 million in regulatory assets under management and employs 9 people.
Ballast Rock Private Wealth LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew James Mescon Control | Ceo | 5-10% | 2022 |
| Ballast Rock Holdings LLC Control | Business | Over 75% | 2022 |
| Christian Dan Salomone | Cio | 5-10% | 2023 |
| Jason Michael Thonssen Control | Chief Compliance Officer | 5-10% | 2022 |
| Simon O'Shea | Chief Investment Officer | 5-10% | 2021 |
| Thomas Eldredge Carroll-Connell Control | Owner | Over 75% | 2018 |
Frequently asked questions
How much does Ballast Rock Private Wealth LLC manage?
Ballast Rock Private Wealth LLC reports $405.7 million in regulatory assets under management on its Form ADV.
How many employees does Ballast Rock Private Wealth LLC have?
Ballast Rock Private Wealth LLC reports 9 employees.
Where is Ballast Rock Private Wealth LLC located?
Ballast Rock Private Wealth LLC is based in Charleston, SC and has been SEC-registered since 2024.
Does Ballast Rock Private Wealth LLC disclose fund performance?
Ballast Rock Private Wealth LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 460 King Street, Suite 200, Charleston, SC 29403 |
| Phone | (800) 204-2513 |
| Fax | N/A |
| Office hours | By Appointment Only |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$405.7M▲ 70%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 53%
Larger than 47% of 16,306 advisers
EmployeesTop 43%
More than 57% of 16,824 advisers
Assets under management
$405.7Mregulatory AUM
Discretionary $361.9MNon-discretionary $43.8M