Banta Asset Management LP
● SEC registered since 2007CRD 142987SEC# 801-67519Newport Beach, CA
Reg. AUM
$128.7M
Employees
4
Accounts
211
Location
Newport Beach, CA
Banta Asset Management LP assets under management
Banta Asset Management LP is a registered investment adviser overseen by the SEC based in Newport Beach, CA. The firm has been registered since 2007. It reports $128.7 million in regulatory assets under management and employs 4 people.
Banta Asset Management LP owners & executives
15 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Banta Capital Management, LLC Control | General Partner | Under 5% | 2004 |
| Banta Family Trust U/A/D 12/01/02 Control | Limited Partner | 25-50% | 2004 |
| M Banta & S Banta Ttee Michael & Sara Banta Trust U/A Dtd 08/19/2004 Control | Limited Partner | 25-50% | 2018 |
| Stephen Matthew Banta Control | Chief Compliance Officer | Under 5% | 2004 |
| The Stephen and Pamela Banta Family Trust U/A Dtd 06/16/2015 Control | Limited Partner | 25-50% | 2004 |
| Banta Family Trust U/A/D 12/01/02 Control | Managing Member | 25-50% | 2004 |
| David & Stephanie Banta Family Trust U/A/D 09/29/1997 Control | Managing Member | 25-50% | 2004 |
| Kimberle Malone Banta Control | Trustee | — | 2002 |
| M Banta & S Banta Ttee Michael & Sara Banta Trust U/A Dtd 08/19/2004 Control | Managing Member | — | 2018 |
| Mark David Banta Control | Trustee | — | 2002 |
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Join to unlock · $37/moFrequently asked questions
How much does Banta Asset Management LP manage?
Banta Asset Management LP reports $128.7 million in regulatory assets under management on its Form ADV.
How many employees does Banta Asset Management LP have?
Banta Asset Management LP reports 4 employees.
Where is Banta Asset Management LP located?
Banta Asset Management LP is based in Newport Beach, CA and has been SEC-registered since 2007.
Does Banta Asset Management LP disclose fund performance?
Banta Asset Management LP is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 517 30th Street, Newport Beach, CA 92663 |
| Phone | 949-673-9944 |
| Fax | 949-673-9955 |
| Office hours | 8:00 a.m. To 3:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1426960 |
| Discloses disciplinary history | No |
Regulatory AUM
$128.7M▲ 12%
Feb '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 88%
Larger than 12% of 16,306 advisers
EmployeesTop 69%
More than 31% of 16,824 advisers
Assets under management
$128.7Mregulatory AUM
Discretionary $128.7M