Bauer Wealth Management Inc.
● SEC registered since 2021CRD 152977SEC# 801-122717Colorado Springs, CO
Reg. AUM
$205.9M
Employees
3
Accounts
609
Location
Colorado Springs, CO
Bauer Wealth Management Inc. assets under management
Bauer Wealth Management Inc. is an investment advisory firm registered with the SEC based in Colorado Springs, CO. The firm has been registered since 2021. It reports $205.9 million in regulatory assets under management and employs 3 people.
Bauer Wealth Management Inc. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Chris Aaron Franz | Member/Investment Advisor Representative | 5-10% | 2021 |
| Daniel Carl Bauer Control | President | Over 75% | 2010 |
| Joe Sherman Breakey | Member | 5-10% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How much does Bauer Wealth Management Inc. manage?
Bauer Wealth Management Inc. reports $205.9 million in regulatory assets under management on its Form ADV.
How many employees does Bauer Wealth Management Inc. have?
Bauer Wealth Management Inc. reports 3 employees.
Where is Bauer Wealth Management Inc. located?
Bauer Wealth Management Inc. is based in Colorado Springs, CO and has been SEC-registered since 2021.
Does Bauer Wealth Management Inc. disclose fund performance?
Bauer Wealth Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5755 Mark Dabling Blvd, Suite 245, Colorado Springs, CO 80919 |
| Phone | 719 575-9000 |
| Office hours | 9:00 - 5:00 |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$205.9M▲ 32%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$205.9Mregulatory AUM
Discretionary $202.6MNon-discretionary $3.4M