Baxter Brothers Inc.
● SEC registered since 1959CRD 106548SEC# 801-1939Riverside, CT
Reg. AUM
$1.17B
Employees
7
Accounts
1,057
Location
Riverside, CT
Baxter Brothers Inc. assets under management
Baxter Brothers Inc. is an SEC-registered investment adviser based in Riverside, CT. The firm has been registered since 1959. It reports $1.2 billion in regulatory assets under management and employs 7 people.
Baxter Brothers Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Claire Baxter Control | Chief Compliance Officer | Under 5% | 2026 |
| John C Baxter | Principal, Portfolio Manager | 25-50% | 2009 |
| William Joseph Baxter Control | President, Secty, Treas | 50-75% | 1989 |
Frequently asked questions
How much does Baxter Brothers Inc. manage?
Baxter Brothers Inc. reports $1.2 billion in regulatory assets under management on its Form ADV.
How many employees does Baxter Brothers Inc. have?
Baxter Brothers Inc. reports 7 employees.
Where is Baxter Brothers Inc. located?
Baxter Brothers Inc. is based in Riverside, CT and has been SEC-registered since 1959.
Does Baxter Brothers Inc. disclose fund performance?
Baxter Brothers Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1030 East Putnam Avenue, Riverside, CT 06878 |
| Phone | 203-637-4559 |
| Fax | 203-637-9652 |
| Office hours | 9a.m.-5p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1096783 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.17B▲ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 30%
Larger than 70% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$1.17Bregulatory AUM
Discretionary $1.17B