Baxter Capital Management Inc
● SEC registered since 1979CRD 105123SEC# 801-14659Indianapolis, IN
Reg. AUM
$4.19B
Employees
3
Accounts
13
Location
Indianapolis, IN
Baxter Capital Management Inc assets under management
Baxter Capital Management Inc is a registered investment adviser overseen by the SEC based in Indianapolis, IN. The firm has been registered since 1979. It reports $4.2 billion in regulatory assets under management and employs 3 people.
Baxter Capital Management Inc owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Colin Smith Control | President/Director/Chief Compliance Officer | Over 75% | 2014 |
| Gary Lee Baxter Control | Chief Economist/Director/Secretary-Treasurer | Under 5% | 2014 |
Frequently asked questions
How much does Baxter Capital Management Inc manage?
Baxter Capital Management Inc reports $4.2 billion in regulatory assets under management on its Form ADV.
How many employees does Baxter Capital Management Inc have?
Baxter Capital Management Inc reports 3 employees.
Where is Baxter Capital Management Inc located?
Baxter Capital Management Inc is based in Indianapolis, IN and has been SEC-registered since 1979.
Does Baxter Capital Management Inc disclose fund performance?
Baxter Capital Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9247 North Meridian Street Ste. 103, Indianapolis, IN 46260-1824 |
| Phone | 317-706-0041 |
| Fax | 317-706-0045 |
| Office hours | 8:00a.m.-4:30p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$4.19B▲ 41%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 14%
Larger than 86% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$4.19Bregulatory AUM
Discretionary $0Non-discretionary $4.19B