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Bay Harbor Wealth Management, LLC

● SEC registered since 2018CRD 294000SEC# 801-114123Hunt Valley, MD
Export (members)
Reg. AUM
$412M
Employees
6
Accounts
1,375
Location
Hunt Valley, MD

Bay Harbor Wealth Management, LLC assets under management

Bay Harbor Wealth Management, LLC is an SEC-registered investment adviser based in Hunt Valley, MD. The firm has been registered since 2018. It reports $412 million in regulatory assets under management and employs 6 people.

Bay Harbor Wealth Management, LLC owners & executives

1 reported
NameTitleOwnershipSince
Lance Reid Scott ControlPresident/Chief Compliance OfficerOver 75%2018

Frequently asked questions

How much does Bay Harbor Wealth Management, LLC manage?

Bay Harbor Wealth Management, LLC reports $412 million in regulatory assets under management on its Form ADV.

How many employees does Bay Harbor Wealth Management, LLC have?

Bay Harbor Wealth Management, LLC reports 6 employees.

Where is Bay Harbor Wealth Management, LLC located?

Bay Harbor Wealth Management, LLC is based in Hunt Valley, MD and has been SEC-registered since 2018.

Does Bay Harbor Wealth Management, LLC disclose fund performance?

Bay Harbor Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address201 International Circle, Suite 520, Hunt Valley, MD 21030
Phone410-403-2060
Fax443-281-8377
Office hours9:00 a.m. - 4:30 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
CIK1767989
Discloses disciplinary historyNo

Regulatory AUM

$412M▲ 22%
Mar '25 — $336.9MApr '25 — $336.9MMay '25 — $336.9MJun '25 — $336.9MJul '25 — $336.9MAug '25 — $336.9MSep '25 — $336.9MOct '25 — $336.9MNov '25 — $336.9MDec '25 — $336.9MJan '26 — $336.9MFeb '26 — $336.9MMar '26 — $412MApr '26 — $412MMay '26 — $412MJun '26 — $412M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 53%
Larger than 47% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers

Assets under management

$412Mregulatory AUM
Discretionary $412M