Bay Rivers Group, Inc.
● SEC registered since 2017CRD 290095SEC# 801-111951Williamsburg, VA
Reg. AUM
$326.2M
Employees
4
Accounts
913
Location
Williamsburg, VA
Bay Rivers Group, Inc. assets under management
Bay Rivers Group, Inc. is a registered investment adviser overseen by the SEC based in Williamsburg, VA. The firm has been registered since 2017. It reports $326.2 million in regulatory assets under management and employs 4 people.
Bay Rivers Group, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alan L. Broderick Control | Cco & Shareholder | 10-25% | 2017 |
| Bruce Albert Lemley Control | Shareholder | 25-50% | 2017 |
| Charles Phillip Lucy Control | Shareholder | 25-50% | 2017 |
Frequently asked questions
How much does Bay Rivers Group, Inc. manage?
Bay Rivers Group, Inc. reports $326.2 million in regulatory assets under management on its Form ADV.
How many employees does Bay Rivers Group, Inc. have?
Bay Rivers Group, Inc. reports 4 employees.
Where is Bay Rivers Group, Inc. located?
Bay Rivers Group, Inc. is based in Williamsburg, VA and has been SEC-registered since 2017.
Does Bay Rivers Group, Inc. disclose fund performance?
Bay Rivers Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5107 Center Street B1, Williamsburg, VA 23188 |
| Phone | (757) 259-2450 |
| Fax | (757) 259-2060 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$326.2M▲ 20%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$326.2Mregulatory AUM
Discretionary $322.1MNon-discretionary $4.1M