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B.b. Graham & Company, Inc.

● SEC registered since 2015CRD 41533SEC# 801-106968Orange, CA
Export (members)
Reg. AUM
$321.7M
Employees
32
Accounts
427
Location
Orange, CA

B.b. Graham & Company, Inc. assets under management

B.b. Graham & Company, Inc. is an investment advisory firm registered with the SEC based in Orange, CA. The firm has been registered since 2015. It reports $321.7 million in regulatory assets under management and employs 32 people.
www.bbgraham.comView on SEC.gov ↗

B.b. Graham & Company, Inc. owners & executives

4 reported
NameTitleOwnershipSince
Bruce Edwin Graham ControlPresident, Chief Financial Officer, FinopOver 75%1996
Douglas Brad Callen ControlSenior Vice PresidentUnder 5%2010
John Wayne Jr Bettfreund ControlChief Compliance OfficerUnder 5%2014
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Frequently asked questions

How much does B.b. Graham & Company, Inc. manage?

B.b. Graham & Company, Inc. reports $321.7 million in regulatory assets under management on its Form ADV.

How many employees does B.b. Graham & Company, Inc. have?

B.b. Graham & Company, Inc. reports 32 employees.

Where is B.b. Graham & Company, Inc. located?

B.b. Graham & Company, Inc. is based in Orange, CA and has been SEC-registered since 2015.

Does B.b. Graham & Company, Inc. disclose fund performance?

B.b. Graham & Company, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1700 W. Katella Ave., Orange, CA 92867
Phone(714) 628-5200
Fax714-516-3340
Office hours6:30a.m. To 2:30p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyYes

Regulatory AUM

$321.7M▲ 64%
Mar '25 — $196.1MApr '25 — $196.1MMay '25 — $196.1MJun '25 — $196.1MJul '25 — $196.1MAug '25 — $196.1MSep '25 — $196.1MOct '25 — $196.1MNov '25 — $196.1MDec '25 — $196.1MJan '26 — $196.1MFeb '26 — $196.1MMar '26 — $321.7MApr '26 — $321.7MMay '26 — $321.7MJun '26 — $321.7M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 17%
More than 83% of 16,825 advisers

Assets under management

$321.7Mregulatory AUM
Discretionary $176.6MNon-discretionary $145.1M