Bernard Caroli Wealth Management Inc.
● SEC registered since 2015CRD 174761SEC# 801-89173Rumson, NJ
Ranks #3,984 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$469.7M
Fund GAV
$17.9M
Private funds
2
Employees
6
Accounts
580
Location
Rumson, NJ
Bernard Caroli Wealth Management Inc. assets under management
Bernard Caroli Wealth Management Inc. is an investment advisory firm registered with the SEC based in Rumson, NJ. The firm has been registered since 2015. It reports $469.7 million in regulatory assets under management and employs 6 people. Bernard Caroli Wealth Management Inc. manages 2 private funds with combined gross assets of $17.9 million, including Bcs Family Fund, LP. By regulatory assets, it ranks 3,984 of 6,004 private fund managers.
Bernard Caroli Wealth Management Inc. private funds
2 funds · $17.9M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Bcs Family Fund, LP | Other Private | $16.4M | $50K |
| Bcs Family Fund II, LP | Other Private | $1.5M | $250K |
Bernard Caroli Wealth Management Inc. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Paul Bernard Control | Chief Compliance Officer, Director, Vice President, Shareholder | 25-50% | 2009 |
| Craig David Cummings Control | Director And Shareholder | 25-50% | 2018 |
| David Baker Schiff | Director, Secretary And Shareholder | 10-25% | 2009 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Bernard Caroli Wealth Management Inc. manage?
Bernard Caroli Wealth Management Inc. reports $469.7 million in regulatory assets under management on its Form ADV.
How many private funds does Bernard Caroli Wealth Management Inc. manage?
Bernard Caroli Wealth Management Inc. manages 2 private funds with combined gross assets of $17.9 million.
How many employees does Bernard Caroli Wealth Management Inc. have?
Bernard Caroli Wealth Management Inc. reports 6 employees.
Where is Bernard Caroli Wealth Management Inc. located?
Bernard Caroli Wealth Management Inc. is based in Rumson, NJ and has been SEC-registered since 2015.
Does Bernard Caroli Wealth Management Inc. disclose fund performance?
Bernard Caroli Wealth Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 47 West River Road, Suite B, Rumson, NJ 07760 |
| Phone | 732-291-7272 |
| Fax | 732-289-9259 |
| Office hours | 9 a.m. To 5 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$469.7M▲ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 50%
Larger than 50% of 16,271 advisers
AUM vs fund managersTop 66%
Larger than 34% of 6,004 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$469.7Mregulatory AUM
Discretionary $469.7M