Beta Wealth Group, Inc
● SEC registered since 2012CRD 165224SEC# 801-77060San Diego, CA
Reg. AUM
$460.3M
Employees
3
Accounts
383
Location
San Diego, CA
Beta Wealth Group, Inc assets under management
Beta Wealth Group, Inc is an SEC-registered investment adviser based in San Diego, CA. The firm has been registered since 2012. It reports $460.3 million in regulatory assets under management and employs 3 people.
Beta Wealth Group, Inc owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jodi Trabbic Vleck Control | President | Over 75% | 2009 |
| Michael Edward Vleck | Owner | 10-25% | 2013 |
| Romy Michele Brown Control | Chief Compliance Officer & Chief Operations Officer/Managing Partner | Under 5% | 2021 |
Frequently asked questions
How much does Beta Wealth Group, Inc manage?
Beta Wealth Group, Inc reports $460.3 million in regulatory assets under management on its Form ADV.
How many employees does Beta Wealth Group, Inc have?
Beta Wealth Group, Inc reports 3 employees.
Where is Beta Wealth Group, Inc located?
Beta Wealth Group, Inc is based in San Diego, CA and has been SEC-registered since 2012.
Does Beta Wealth Group, Inc disclose fund performance?
Beta Wealth Group, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 11421 W. Bernardo Court, San Diego, CA 92127 |
| Phone | 858-207-3377 |
| Fax | 858-207-3370 |
| Office hours | 7:30a.m. - 4:30p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1594417 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$460.3M▲ 7%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 50%
Larger than 50% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$460.3Mregulatory AUM
Discretionary $460.3M