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Big Sioux Financial, Inc.

● SEC registered since 2020CRD 299593SEC# 801-118350Watertown, SD
Export (members)
Reg. AUM
$235.2M
Employees
7
Accounts
1,957
Location
Watertown, SD

Big Sioux Financial, Inc. assets under management

Big Sioux Financial, Inc. is an investment advisory firm registered with the SEC based in Watertown, SD. The firm has been registered since 2020. It reports $235.2 million in regulatory assets under management and employs 7 people.

Big Sioux Financial, Inc. owners & executives

6 reported
NameTitleOwnershipSince
Connie Jo Streff ControlChief Compliance OfficerUnder 5%2025
David Walter Johnson ControlCo-Owner25-50%1988
Dustin Jay Padgett ControlDivision PresidentUnder 5%2019
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Frequently asked questions

How much does Big Sioux Financial, Inc. manage?

Big Sioux Financial, Inc. reports $235.2 million in regulatory assets under management on its Form ADV.

How many employees does Big Sioux Financial, Inc. have?

Big Sioux Financial, Inc. reports 7 employees.

Where is Big Sioux Financial, Inc. located?

Big Sioux Financial, Inc. is based in Watertown, SD and has been SEC-registered since 2020.

Does Big Sioux Financial, Inc. disclose fund performance?

Big Sioux Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1401 4th St NE, Watertown, SD 57201
Phone605-882-4280
Fax605-753-0912
Office hours8:00a.m. - 5:00p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Regulatory AUM

$235.2M▲ 17%
Feb '25 — $200.7MMar '25 — $200.7MApr '25 — $200.7MMay '25 — $200.7MJun '25 — $200.7MJul '25 — $200.7MAug '25 — $200.7MSep '25 — $200.7MOct '25 — $200.7MNov '25 — $200.7MDec '25 — $200.7MJan '26 — $200.7MFeb '26 — $235.2MMar '26 — $235.2MApr '26 — $235.2MMay '26 — $235.2MJun '26 — $235.2M
Feb '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 70%
Larger than 30% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers

Assets under management

$235.2Mregulatory AUM
Discretionary $228.2MNon-discretionary $7M