Birks Financial Corp.
● SEC registered since 2019CRD 118623SEC# 801-114987Herndon, VA
Reg. AUM
$290.6M
Employees
3
Accounts
628
Location
Herndon, VA
Birks Financial Corp. assets under management
Birks Financial Corp. is a registered investment adviser overseen by the SEC based in Herndon, VA. The firm has been registered since 2019. It reports $290.6 million in regulatory assets under management and employs 3 people.
Birks Financial Corp. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Douglas Birks Control | Vice President | 10-25% | 2023 |
| James Michael Birks Control | President/Director/Cco | Over 75% | 1995 |
| Victoria Way Birks Styron Control | Chief Operating Officer | Under 5% | 2024 |
Frequently asked questions
How much does Birks Financial Corp. manage?
Birks Financial Corp. reports $290.6 million in regulatory assets under management on its Form ADV.
How many employees does Birks Financial Corp. have?
Birks Financial Corp. reports 3 employees.
Where is Birks Financial Corp. located?
Birks Financial Corp. is based in Herndon, VA and has been SEC-registered since 2019.
Does Birks Financial Corp. disclose fund performance?
Birks Financial Corp. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 431-A Carlisle Drive, Herndon, VA 20170 |
| Phone | 703-481-6202 |
| Fax | 703-659-9595 |
| Office hours | By Appointment |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$290.6M▲ 23%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 63%
Larger than 37% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$290.6Mregulatory AUM
Discretionary $0Non-discretionary $290.6M