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BNY Mellon Securities Corporation

● SEC registered since 1997CRD 231SEC# 801-54739New York, NY
Export (members)
Reg. AUM
$8.45B
Employees
253
Accounts
3,732
Location
New York, NY

BNY Mellon Securities Corporation assets under management

BNY Mellon Securities Corporation is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 1997. It reports $8.4 billion in regulatory assets under management and employs 253 people.

BNY Mellon Securities Corporation owners & executives

13 reported
NameTitleOwnershipSince
BNY Mellon Investment Adviser, Inc. ControlDirect OwnerOver 75%1968
David John Dipetrillo ControlExecutive Vice President And DirectorUnder 5%2021
Gregory John PasqualeChief Financial Officer & Treasurer & FinopUnder 5%2021
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Frequently asked questions

How much does BNY Mellon Securities Corporation manage?

BNY Mellon Securities Corporation reports $8.4 billion in regulatory assets under management on its Form ADV.

How many employees does BNY Mellon Securities Corporation have?

BNY Mellon Securities Corporation reports 253 employees.

Where is BNY Mellon Securities Corporation located?

BNY Mellon Securities Corporation is based in New York, NY and has been SEC-registered since 1997.

Does BNY Mellon Securities Corporation disclose fund performance?

BNY Mellon Securities Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address240 Greenwich Street, 9th Floor East, New York, NY 10286-0001
Phone2129226273
Office hours9:00 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
CIK277871
Discloses disciplinary historyYes

Regulatory AUM

$8.45B▲ 38%
Feb '25 — $6.12BMar '25 — $7.14BApr '25 — $7.14BMay '25 — $7.14BJun '25 — $7.14BJul '25 — $7.14BAug '25 — $7.14BSep '25 — $7.14BOct '25 — $7.14BNov '25 — $7.14BDec '25 — $7.14BJan '26 — $7.14BFeb '26 — $7.14BMar '26 — $8.45BApr '26 — $8.45BMay '26 — $8.45BJun '26 — $8.45B
Feb '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 9%
Larger than 91% of 16,271 advisers
EmployeesTop 3%
More than 97% of 16,825 advisers

Assets under management

$8.45Bregulatory AUM
Discretionary $703.1MNon-discretionary $7.75B