Bok Financial Securities, Inc.
● SEC registered since 1997CRD 17530SEC# 801-53600Tulsa, OK
Reg. AUM
$1.06B
Employees
165
Accounts
3,330
Location
Tulsa, OK
Bok Financial Securities, Inc. assets under management
Bok Financial Securities, Inc. operates as an SEC-registered investment adviser based in Tulsa, OK. The firm has been registered since 1997. It reports $1.1 billion in regulatory assets under management and employs 165 people.
Bok Financial Securities, Inc. owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bok Financial Corporation Control | Direct Beneficial Owner | Over 75% | 2000 |
| Brett Alan Dean Control | President | Under 5% | 2012 |
| Catherine Joanne Dodson Control | Cfo/Finop | Under 5% | 2023 |
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Join to unlock · $37/moFrequently asked questions
How much does Bok Financial Securities, Inc. manage?
Bok Financial Securities, Inc. reports $1.1 billion in regulatory assets under management on its Form ADV.
How many employees does Bok Financial Securities, Inc. have?
Bok Financial Securities, Inc. reports 165 employees.
Where is Bok Financial Securities, Inc. located?
Bok Financial Securities, Inc. is based in Tulsa, OK and has been SEC-registered since 1997.
Does Bok Financial Securities, Inc. disclose fund performance?
Bok Financial Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One Williams Center, Plaza Southeast, Tulsa, OK 74102 |
| Phone | 877-781-6889 |
| Office hours | 8:30 a.m. - 5:00 p.m. (Cst) |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 786671 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.06B▲ 43%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 32%
Larger than 68% of 16,271 advisers
EmployeesTop 5%
More than 95% of 16,825 advisers
Assets under management
$1.06Bregulatory AUM
Discretionary $519.9MNon-discretionary $538.1M