Bolton Securities Corp
● SEC registered since 2006CRD 129376SEC# 801-66962Bolton, MA
Reg. AUM
$8.28B
Employees
158
Accounts
7,320
Location
Bolton, MA
Bolton Securities Corp assets under management
Bolton Securities Corp is an SEC-registered investment adviser based in Bolton, MA. The firm has been registered since 2006. It reports $8.3 billion in regulatory assets under management and employs 158 people.
Bolton Securities Corp owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bolton Financial Group, Inc. Control | Shareholder | Over 75% | 1999 |
| Daphne Jane Mahle Control | Chief Compliance Officer | Under 5% | 2008 |
| John Gennaro Cataldo Control | Chief Legal Officer And Chief Admin Off. | Under 5% | 2025 |
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Join to unlock · $37/moFrequently asked questions
How much does Bolton Securities Corp manage?
Bolton Securities Corp reports $8.3 billion in regulatory assets under management on its Form ADV.
How many employees does Bolton Securities Corp have?
Bolton Securities Corp reports 158 employees.
Where is Bolton Securities Corp located?
Bolton Securities Corp is based in Bolton, MA and has been SEC-registered since 2006.
Does Bolton Securities Corp disclose fund performance?
Bolton Securities Corp is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 579 Main Street, Bolton, MA 01740 |
| Phone | 978.779.5361 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$8.28B▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 9%
Larger than 91% of 16,271 advisers
EmployeesTop 5%
More than 95% of 16,825 advisers
Assets under management
$8.28Bregulatory AUM
Discretionary $4.82BNon-discretionary $3.46B