Breakwater Financial, LLC
● SEC registered since 2024CRD 282401SEC# 801-131321Needham, MA
Reg. AUM
$127.9M
Employees
1
Accounts
281
Location
Needham, MA
Breakwater Financial, LLC assets under management
Breakwater Financial, LLC is an investment advisory firm registered with the SEC based in Needham, MA. The firm has been registered since 2024. It reports $127.9 million in regulatory assets under management and employs 1 people.
Breakwater Financial, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Abraham Ringer Control | Member, Founder, Principal And Chief Compliance Officer | Over 75% | 2016 |
Frequently asked questions
How much does Breakwater Financial, LLC manage?
Breakwater Financial, LLC reports $127.9 million in regulatory assets under management on its Form ADV.
How many employees does Breakwater Financial, LLC have?
Breakwater Financial, LLC reports 1 employees.
Where is Breakwater Financial, LLC located?
Breakwater Financial, LLC is based in Needham, MA and has been SEC-registered since 2024.
Does Breakwater Financial, LLC disclose fund performance?
Breakwater Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 117 Kendrick Street, Suite 300, Needham, MA 02494-2724 |
| Phone | 617-849-8019 |
| Fax | 617-849-8023 |
| Office hours | By Appointment Only |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$127.9M▲ 16%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 88%
Larger than 12% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$127.9Mregulatory AUM
Discretionary $127.9M