Breakwater Investment Management, LLC
● SEC registered since 2014CRD 150841SEC# 801-79040Seattle, WA
Reg. AUM
$302.7M
Employees
4
Accounts
572
Location
Seattle, WA
Breakwater Investment Management, LLC assets under management
Breakwater Investment Management, LLC is an investment advisory firm registered with the SEC based in Seattle, WA. The firm has been registered since 2014. It reports $302.7 million in regulatory assets under management and employs 4 people.
Breakwater Investment Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bethany Anne Steinhaus Control | Managing Member, Chief Compliance Officer | Over 75% | 2021 |
Frequently asked questions
How much does Breakwater Investment Management, LLC manage?
Breakwater Investment Management, LLC reports $302.7 million in regulatory assets under management on its Form ADV.
How many employees does Breakwater Investment Management, LLC have?
Breakwater Investment Management, LLC reports 4 employees.
Where is Breakwater Investment Management, LLC located?
Breakwater Investment Management, LLC is based in Seattle, WA and has been SEC-registered since 2014.
Does Breakwater Investment Management, LLC disclose fund performance?
Breakwater Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2033 Sixth Avenue, #1010, Seattle, WA 98121 |
| Phone | 206.621.8832 |
| Office hours | By Appointment |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$302.7M▲ 21%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 62%
Larger than 38% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$302.7Mregulatory AUM
Discretionary $302.7M