Broadway Advisor Group
● SEC registered since 2022CRD 324281SEC# 801-127086Albany, NY
Reg. AUM
$214.9M
Employees
4
Accounts
321
Location
Albany, NY
Broadway Advisor Group assets under management
Broadway Advisor Group is an investment advisory firm registered with the SEC based in Albany, NY. The firm has been registered since 2022. It reports $214.9 million in regulatory assets under management and employs 4 people.
Broadway Advisor Group owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jason Michael Sgroi Control | Managing Member And Chief Compliance Officer | Over 75% | 2022 |
Frequently asked questions
How much does Broadway Advisor Group manage?
Broadway Advisor Group reports $214.9 million in regulatory assets under management on its Form ADV.
How many employees does Broadway Advisor Group have?
Broadway Advisor Group reports 4 employees.
Where is Broadway Advisor Group located?
Broadway Advisor Group is based in Albany, NY and has been SEC-registered since 2022.
Does Broadway Advisor Group disclose fund performance?
Broadway Advisor Group is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 368 Broadway, First Floor, Albany, NY 12207 |
| Phone | 518-477-3626 |
| Fax | 518-477-4061 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$214.9M▲ 134%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 73%
Larger than 27% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$214.9Mregulatory AUM
Discretionary $203.7MNon-discretionary $11.2M