Broadway Wealth Solutions, Inc.
● SEC registered since 2022CRD 291753SEC# 801-124953San Antonio, TX
Reg. AUM
$308.1M
Employees
11
Accounts
1,254
Location
San Antonio, TX
Broadway Wealth Solutions, Inc. assets under management
Broadway Wealth Solutions, Inc. is an investment advisory firm registered with the SEC based in San Antonio, TX. The firm has been registered since 2022. It reports $308.1 million in regulatory assets under management and employs 11 people.
Broadway Wealth Solutions, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Broadway National Bank Control | Owner | Over 75% | 2017 |
| Christian Ray Escamilla Control | Chief Executive Officer | Under 5% | 2020 |
| Khristene Ann Cano Control | Chief Compliance Officer/President | Under 5% | 2021 |
Frequently asked questions
How much does Broadway Wealth Solutions, Inc. manage?
Broadway Wealth Solutions, Inc. reports $308.1 million in regulatory assets under management on its Form ADV.
How many employees does Broadway Wealth Solutions, Inc. have?
Broadway Wealth Solutions, Inc. reports 11 employees.
Where is Broadway Wealth Solutions, Inc. located?
Broadway Wealth Solutions, Inc. is based in San Antonio, TX and has been SEC-registered since 2022.
Does Broadway Wealth Solutions, Inc. disclose fund performance?
Broadway Wealth Solutions, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1177 N.e. Loop 410, 5th Floor, San Antonio, TX 78209 |
| Phone | (210) 283-6600 |
| Fax | (210) 283-6676 |
| Office hours | 9 a.m. - 5 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$308.1M▲ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 61%
Larger than 39% of 16,271 advisers
EmployeesTop 38%
More than 62% of 16,825 advisers
Assets under management
$308.1Mregulatory AUM
Discretionary $273.8MNon-discretionary $34.2M