Broadwing Capital Advisors, Inc.
● SEC registered since 2024CRD 127513SEC# 801-129735Larkspur, CA
Reg. AUM
$148M
Employees
2
Accounts
66
Location
Larkspur, CA
Broadwing Capital Advisors, Inc. assets under management
Broadwing Capital Advisors, Inc. is an investment advisory firm registered with the SEC based in Larkspur, CA. The firm has been registered since 2024. It reports $148 million in regulatory assets under management and employs 2 people.
Broadwing Capital Advisors, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kelly Douglas Kane Control | President/Chief Compliance Officer | Over 75% | 2009 |
Frequently asked questions
How much does Broadwing Capital Advisors, Inc. manage?
Broadwing Capital Advisors, Inc. reports $148 million in regulatory assets under management on its Form ADV.
How many employees does Broadwing Capital Advisors, Inc. have?
Broadwing Capital Advisors, Inc. reports 2 employees.
Where is Broadwing Capital Advisors, Inc. located?
Broadwing Capital Advisors, Inc. is based in Larkspur, CA and has been SEC-registered since 2024.
Does Broadwing Capital Advisors, Inc. disclose fund performance?
Broadwing Capital Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 101 Larkspur Landing Circle, Suite 221, Larkspur, CA 94939 |
| Phone | 415-381-7555 |
| Office hours | 9a.m. - 5p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$148M▲ 17%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 84%
Larger than 16% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$148Mregulatory AUM
Discretionary $126.9MNon-discretionary $21.1M