Brock Fiduciary Services LLC
● SEC registered since 2010CRD 153055SEC# 801-71132New York, NY
Reg. AUM
$588.2M
Employees
4
Accounts
1
Location
New York, NY
Brock Fiduciary Services LLC assets under management
Brock Fiduciary Services LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2010. It reports $588.2 million in regulatory assets under management and employs 4 people.
Brock Fiduciary Services LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brock Capital Group LLC Control | Sole Member | Over 75% | 2010 |
| Charles Lawrence Brock Control | Chairman, Chief Executive Officer, And Chief Compliance Officer | Under 5% | 2010 |
Frequently asked questions
How much does Brock Fiduciary Services LLC manage?
Brock Fiduciary Services LLC reports $588.2 million in regulatory assets under management on its Form ADV.
How many employees does Brock Fiduciary Services LLC have?
Brock Fiduciary Services LLC reports 4 employees.
Where is Brock Fiduciary Services LLC located?
Brock Fiduciary Services LLC is based in New York, NY and has been SEC-registered since 2010.
Does Brock Fiduciary Services LLC disclose fund performance?
Brock Fiduciary Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 505 Park Avenue, 14th Floor, New York, NY 10022 |
| Phone | 212-209-3000 |
| Fax | 212-209-3030 |
| Office hours | 9a.m.-6p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$588.2M▼ 27%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 44%
Larger than 56% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$588.2Mregulatory AUM
Discretionary $588.2M