Brogan Financial, Inc.
● SEC registered since 2008CRD 133623SEC# 801-69181Knoxville, TN
Reg. AUM
$577M
Employees
31
Accounts
2,093
Location
Knoxville, TN
Brogan Financial, Inc. assets under management
Brogan Financial, Inc. is a registered investment adviser overseen by the SEC based in Knoxville, TN. The firm has been registered since 2008. It reports $577 million in regulatory assets under management and employs 31 people.
Brogan Financial, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Edward Brogan Control | President/Chief Investment Officer | Over 75% | 2001 |
| Sarah Jean Sutton | Chief Compliance Officer | Under 5% | 2021 |
Frequently asked questions
How much does Brogan Financial, Inc. manage?
Brogan Financial, Inc. reports $577 million in regulatory assets under management on its Form ADV.
How many employees does Brogan Financial, Inc. have?
Brogan Financial, Inc. reports 31 employees.
Where is Brogan Financial, Inc. located?
Brogan Financial, Inc. is based in Knoxville, TN and has been SEC-registered since 2008.
Does Brogan Financial, Inc. disclose fund performance?
Brogan Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2160 Lakeside Centre Way, Suite 102, Knoxville, TN 37922 |
| Phone | (865) 862-6800 |
| Fax | (865) 862-6818 |
| Office hours | 8:00a.m. -5:00p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1889918 |
| Discloses disciplinary history | No |
Regulatory AUM
$577M▲ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 44%
Larger than 56% of 16,271 advisers
EmployeesTop 17%
More than 83% of 16,825 advisers
Assets under management
$577Mregulatory AUM
Discretionary $565.7MNon-discretionary $11.3M